Important Consumer Disclosure

*Roop Financial Services, Inc is a Tennessee independent insurance firm. We offer securities and advisory services through LPL Financial, a registered investment advisor. Member FINRA/SIPC. All representatives who are registered with LPL are in compliance with the current state registration filing requirements imposed upon them in which they maintain clients. These advisors may only transact business in those states in which they are registered or qualify for an exemption or exclusion from registration requirements. Roop Financial Services, Inc.'s website is limited to the dissemination of general information pertaining to its investment advisory services being offered through LPL Financial.

Accordingly, the publication of the firm’s website on the Internet should not be construed by any consumer and/or prospective client as Roop Financial Services, Inc.’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by the firm with a prospective client shall be conducted by a representative that is either registered or qualify(ies) for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to the registration status of the firm, please contact the state securities law administrators for those states in which Roop Financial Services, Inc. and its representatives maintain a notice filing. A copy of the firm’s current written disclosure statement discussing Roop Financial Services, Inc. business operations, services, and fees is available from the firm upon written request.

Roop Financial Services, Inc. does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the firm’s website or incorporated herein and takes no responsibility thereof. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by Roop Financial Services, Inc. or product made reference to directly or indirectly by the firm in its website, or indirectly via a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance level(s).

Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

Certain portions of Roop Financial Services, Inc. website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, the firm’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Roop Financial Services, Inc., or from any other investment professional.

Roop Financial Services, Inc. is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice. Correspondingly, each client and prospective client agrees, as a condition precedent to his/her/its access to Roop Financial Services, Inc. website, to release and hold harmless the firm, its officers, directors, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/it’s receipt of personalized individual advice from Roop Financial Services, Inc..

Have a Question?

Thank you!