Roop Financial Services

^{Investment Advisory Services*}

The first step is to gain a thorough understanding of your life goals to make prudent investment recommendations as fiduciaries.

Step 1
Clearly defining the client's short-term and long-term investment goals and dreams. Our very first meeting with a new client where we simply get to know your story. We discuss your background, history, goals, dreams, fears, biases, and what you expect from your advisory team. We build you an Asset map (The Asset Map (watch video) for you to visualize your life goals.

Step 2
Providing an in-depth analysis of the client's current investment strategy to ensure it aligns with their goals.

Step 3
Assisting the client with re-structuring the current investment strategy and/or implementing new investment strategies, if necessary.

Step 4
Provide ongoing wealth management, monitoring, and investment advice over the long run via periodic reviews.

Comprehensive Wealth Management

As a fee-based, independent firm, Roop Financial Services operates as a fiduciary for its advisory clients, meaning they are legally required to act in the client's best interest. Their advisors charge an annual fee based on assets under management (AUM) for comprehensive planning services.

Roop Financial Services prides itself on building long-lasting client relationships and offering a "concierge-style" service to provide ongoing support and accessibility.

*In our client advisory relationships, we act as a Fiduciary in their advisory account. An advisory fee is charged for personalized services such as financial planning, portfolio construction, investment strategies, etc.

We Listen

Every relationship begins with our Discovery process. We listen to your story, learning your needs and dreams to ensure the Planning process reflects the heart of what you want to achieve. Getting to know you doesn’t end with Discovery. We believe that the most fruitful relationships are forged over time and we are committed to listening to your changing needs and desires.

We Are independent

After Discovery, your team of credentialed financial planners begin the Planning process. Eight key elements of wealth management are covered: financial planning, estate planning, investment management, tax strategies, retirement planning, charitable giving, education planning, and risk management. We interact with you throughout the process to ensure we accurately capture every detail.

We are experienced

Once Planning is complete, your team will meet with you to share strategic ideas, provide detailed Insight with Recommendations, and incorporate your valuable feedback. The completed plan is the starting point for regularly scheduled review Meetings during which we track goals and monitor progress. We are committed to the highest level of transparency and eager to address all of your questions and concerns.