What is a Fee Based Relationship?
The Power of Advice
We are committed to your success and finding the right strategy for you. We pair our advice and knowledge with the dynamic offerings of LPL's Strategic Asset Management to help us tailor your strategy. Through the Strategic Asset Management wealth management platform, we can offer our clients access to a wide variety of investments to help increase the portfolio's diversification. Communication among our advisor/internals/clients is constant, with continuous support for our clients.
In our client advisory relationships*, we start with the Wealth Management Process and act as a Fiduciary in their advisory account. An advisory fee is charged for personalized services such as financial planning, portfolio construction, investment strategies, etc.
We Champion Investors
Our independence allows us to make recommendations and investment decisions to
help our cleints meet their financial goals.
LPL Research has no proprietary products to sell and no investment banking relationships to cultivate. Our advisors are compensated for delivering the best recommendations to meet clients' needs, with clients' interests always first. We use LPL Financial’s Model Wealth Portfolios (MWP) advisory platform to construct our clients' investment strategies, enabling us to build portfolios that match their specific risk tolerance, temperament, and goals using well-known mutual funds, SMAs, Individual stock positions, and exchange-traded funds. We can also partner with third-party investment managers who bring professional experience and perspectives to supplement the client's core model.
By using this platform, we can provide you:
- High-value services, such as automatic rebalancing and tax-loss harvesting*
- Competitive fees, which will align our interests in growing your assets without any commissions**
- Regular meetings and discussions so you can feel comfortable with your continued strategy.
- Year-end personalized statements including annual advisory account performance.
- Active, ongoing portfolio reviews and account monitoring
- Access to institutional money management via a suite of diverse investment strategists with a wide range of investment methodologies
*In advisory relationships
*Rebalancing a portfolio may cause investors to incur tax liabilities and/or transaction costs and doesn’t assure a profit or protect against a loss.
**Underlying investments may have short term redemption fees.
***High volume may delay trade executions.
Model Wealth Portfolios are offered through LPL Financial. A registered investment advisor
There is no assurance that Model Wealth Portfolio accounts are suitable for all investors or will yield positive outcomes. The purchase of certain securities may be required to affect some of the strategies. Investing involves risks including possible loss of principal.
There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.